Approved persons

Article ID: 8d795cf40c9a5127a64a3dbacdacfdeb333482cf27fc0e9a9b19cc37c0f8d20b

Source ID: regulatory:fca.org.uk

Published At: -

Extraction Method: trafilatura

URL: https://www.fca.org.uk/firms/approved-persons

Body Text

Senior management functions (SMFs)
As part of our Senior Managers and Certification Regime, senior individuals performing certain roles in firms need approval from us or the Prudential Regulation Authority (PRA).
Find out how to apply below.
Appointed representatives
Principal firms must follow a different approval process to make sure their appointed representatives are fit and proper to carry out controlled functions.

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